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View Full Version : Attorney Secures 20% Reduction In ADIZ Violation Penalty For Sheaffer


Larry Dighera
June 17th 05, 03:14 PM
So while the use of an attorney to plea bargain with the FAA was
successful, the issue of the appropriates of FAA's use of emergency
revocation was not challenged. It would be interesting to know the
price in attorney's fees for those two months.


-------------------------------------------------------------
AOPA ePilot Volume 7, Issue 24 June 17, 2005
-------------------------------------------------------------
PILOT MAKES DEAL WITH FAA FOR VIOLATING D.C. AIRSPACE
Pennsylvania pilot Hayden "Jim" Sheaffer will be kept out of the
left seat for at least 10 months for violating the heavily
restricted airspace around the nation's capital on May 11. Late
Tuesday evening, Sheaffer and his attorney reached an agreement
with the FAA on the revocation of his pilot certificate. In
exchange for dropping his appeal of that revocation, the FAA will
allow him to reapply for his certificate in 10 months, rather than
12. (One year is usually standard following an emergency
revocation.) See AOPA's Overview of FAA Enforcement
( http://www.aopa.org/members/files/guides/enforce.html ).
Sheaffer was scheduled to appear before an NTSB administrative law
judge Wednesday and Thursday to appeal the emergency revocation.
For more, see AOPA Online
( http://www.aopa.org/whatsnew/newsitems/2005/050615adiz.html ).

Robert M. Gary
June 17th 05, 05:17 PM
Bummer, they should have thrown the book at him. I was amazed when he
did his interview on NBC's morning show. He claimed everyone did
something wrong but him! When they asked him what he should have done
different he said, "I should have turned after the first helicopter
told me to"!! How about "I should have planned better and not flown
into the ADIZ", that would have been nice. When you're caught red
handed, don't blame everyone else. Confess, say you're sorry and take
your lumps.

-Robert

John T
June 17th 05, 06:14 PM
Robert M. Gary wrote:
>
> Confess, say you're sorry and take your lumps.

The sense of personal responsibility Americans once had seems to have been
long lost now. It seems the generation that came of age just before the
Great Depression were the last ones to show this to any significant degree.
Shaeffer's antics confirm to me that he doesn't have such a sense of
responsibility.

I've tried to drill into my family:
Mistakes are expected. It's not so much the mistake that matters as much as
how you deal with the mistake.

"Confess, say you're sorry, take your lumps." I'd add "and learn from it".

--
John T
http://tknowlogy.com/TknoFlyer
http://www.pocketgear.com/products_search.asp?developerid=4415
Reduce spam. Use Sender Policy Framework: http://spf.pobox.com
____________________

Nathan Young
June 17th 05, 08:06 PM
On 17 Jun 2005 09:17:13 -0700, "Robert M. Gary" >
wrote:

>Bummer, they should have thrown the book at him. I was amazed when he
>did his interview on NBC's morning show. He claimed everyone did
>something wrong but him! When they asked him what he should have done
>different he said, "I should have turned after the first helicopter
>told me to"!! How about "I should have planned better and not flown
>into the ADIZ", that would have been nice. When you're caught red
>handed, don't blame everyone else. Confess, say you're sorry and take
>your lumps.

From an ethical standpoint, I agree with you. However, from a
practical standpoint, he did get his 'sentence' reduced, so how he
blamed everyone else was the right thing to do. Welcome to America.
It's disappointing, isn't it?

Andrew Gideon
June 17th 05, 08:49 PM
John T wrote:

> The sense of personal responsibility Americans once had seems to have been
> long lost now.

A problem in this case is that the penalty is [obviously] subject to
negotiation. The FAA has set up this game, and it's in our best interests
to play it (since we cannot eliminate it).

Had this fellow admitted guilt in public, his "game hand" would have been
compromised. I expect that that would have, if nothing else, raised his
legal bill <laugh>.

I've no idea whether or not he admits his mistake in private. I hope he
does, as absent admission of error there's no chance for correction. But
once one is involved in this silly quasi-legal game with the FAA, the rules
are different than those in normal human interaction.

- Andrew

P.S. Though it certainly seems a lot of work for two months. I
cannot decide which surprises me more: that his lawyer took
that deal, or that the FAA offered it.

Larry Dighera
June 18th 05, 02:32 AM
On Fri, 17 Jun 2005 19:06:26 GMT, Nathan Young
> wrote in
>::

>Welcome to America. It's disappointing, isn't it?

I hear Sadam is requesting a change of venue to Santa Maria,
California. :-)

Larry Dighera
June 18th 05, 02:59 AM
On 17 Jun 2005 09:17:13 -0700, "Robert M. Gary" >
wrote in om>::

>Bummer, they should have thrown the book at him.

You mean the FAA should have fined him? Given the questionable
security policy in effect, a fine may have caused him to fund a more
serious legal attack on the entire security implementation. I doubt
the current regime would have relished that.

At least Sheaffer will presumably have to pass written and practical
examinations before he flies again. If he is able to find a DE
willing to sign him off, he'll probably be sharp enough for us to
comfortably share the skies with. From what I've seen/read, he seems
of average intelligence, and lacked recent flight experience for
several years.

Of course, despite its alleged conferring of wisdom, age also takes
its toll.

Denny
June 18th 05, 01:01 PM
Careful there!

denny - mean old man...

June 18th 05, 08:03 PM
Larry,

I've got to respectfully disagree with the title of this thread.

The attorney was able to negotiate only a tiny reduction in the
penalty, the guy still got the FAA's version of the death penalty,
revocation. That means all certificates and ratings are gone. The
only thing the guy keeps is his flying time. It's not like a
suspension where he gets his certificate back after a certain period of
time. He has to take the written and practical tests all over again.
With the intelligence he demonstrated on TV, it's doubtful he'll be
able to pass either one. The attorney was able to get the time he has
to wait before starting that process reduced by two months. Big deal.
That's not unusual at all; had the guy been negotiating for himself, he
probably could have gotten that sort of deal. Had the FAA been in the
mood to negotiate at all, they'd have dropped the thing to a very long
suspension, but they weren't and they didn't.

What has to be kept in mind is that this guy screwed up, but his screw
up was probably not intentional, just monumentally stupid/ignorant
given the airspace involved. I don't know if he filed an ASRS report.
If he did, there is a pretty good chance that he could have used it as
a get out of jail free card. The FAA may have been in a box in that it
might have had a hard time proving that one of the violations of which
the guy was accused was intentional and therefore he couldn't use the
ASRS immunity.

A civil penalty (fine) was probably not an option under the procedures
in the regs, especially where the max penalty is $1,100 per occurrence
(I still don't know how many regs the guy was accused of violating) so
the total dollar amount wouldn't have been all that high. A revocation
is a much nastier sanction.

The only tougher sanction the FAA can give is if an airplane is used in
conjunction with an illegal drug flight or operation. There the pilot
gets revoked but can never, ever reapply for certificates. It's over
for him or her in this country.

The guy got the toughest hammer the FAA could give him under our laws
(and pilots claim that the FAA is way too tough on pilots...this is the
first time I've heard pilots say the FAA is too lenient <g>). They
threw the book at him. There just plain isn't anything tougher in the
book. So what if he gets to retake his written and practical in 10
months rather than 12, he's probably history as a pilot. If he ever
goes for a flight test I suspect that the DPE would cut him no slack
whatsoever.

He just reminds me of a quote some years back from a cop friend of
mine, "Remember, there are only two crimes, stupidity and aggravated
stupidity."

Warmest regards,
Rick

Mike Rapoport
June 19th 05, 02:25 AM
Thanks Rick for a different point of view, I (and doubtless others) were
assuming that the penalty was a suspension for ten months. I didn't realize
that it was a revocation and that he has to pass all the tests again.

Would an ASRS really have gotten him off? He intentionally flew into the
ADIZ.

Thanks

Mike
MU-2

> wrote in message
oups.com...
> Larry,
>
> I've got to respectfully disagree with the title of this thread.
>
> The attorney was able to negotiate only a tiny reduction in the
> penalty, the guy still got the FAA's version of the death penalty,
> revocation. That means all certificates and ratings are gone. The
> only thing the guy keeps is his flying time. It's not like a
> suspension where he gets his certificate back after a certain period of
> time. He has to take the written and practical tests all over again.
> With the intelligence he demonstrated on TV, it's doubtful he'll be
> able to pass either one. The attorney was able to get the time he has
> to wait before starting that process reduced by two months. Big deal.
> That's not unusual at all; had the guy been negotiating for himself, he
> probably could have gotten that sort of deal. Had the FAA been in the
> mood to negotiate at all, they'd have dropped the thing to a very long
> suspension, but they weren't and they didn't.
>
> What has to be kept in mind is that this guy screwed up, but his screw
> up was probably not intentional, just monumentally stupid/ignorant
> given the airspace involved. I don't know if he filed an ASRS report.
> If he did, there is a pretty good chance that he could have used it as
> a get out of jail free card. The FAA may have been in a box in that it
> might have had a hard time proving that one of the violations of which
> the guy was accused was intentional and therefore he couldn't use the
> ASRS immunity.
>
> A civil penalty (fine) was probably not an option under the procedures
> in the regs, especially where the max penalty is $1,100 per occurrence
> (I still don't know how many regs the guy was accused of violating) so
> the total dollar amount wouldn't have been all that high. A revocation
> is a much nastier sanction.
>
> The only tougher sanction the FAA can give is if an airplane is used in
> conjunction with an illegal drug flight or operation. There the pilot
> gets revoked but can never, ever reapply for certificates. It's over
> for him or her in this country.
>
> The guy got the toughest hammer the FAA could give him under our laws
> (and pilots claim that the FAA is way too tough on pilots...this is the
> first time I've heard pilots say the FAA is too lenient <g>). They
> threw the book at him. There just plain isn't anything tougher in the
> book. So what if he gets to retake his written and practical in 10
> months rather than 12, he's probably history as a pilot. If he ever
> goes for a flight test I suspect that the DPE would cut him no slack
> whatsoever.
>
> He just reminds me of a quote some years back from a cop friend of
> mine, "Remember, there are only two crimes, stupidity and aggravated
> stupidity."
>
> Warmest regards,
> Rick
>

Robert M. Gary
June 19th 05, 05:26 AM
Larry Dighera wrote:
> At least Sheaffer will presumably have to pass written and practical
> examinations before he flies again. If he is able to find a DE
> willing to sign him off, he'll probably be sharp enough for us to
> comfortably share the skies with. From what I've seen/read, he seems
> of average intelligence, and lacked recent flight experience for
> several years.

In fact, one of the dozen things the FAA actually charged him with was
flying a pax w/o currency. The fact that no one has a $200 GPS
surprised me. Either that or they had one and didn't know how to read
it.

-Robert

Larry Dighera
June 19th 05, 11:06 AM
On 18 Jun 2005 12:03:17 -0700, wrote in
. com>::

>Larry,
>
>I've got to respectfully disagree with the title of this thread.

You're right. The title should have stated 17% not 20%, as two is
~17% of 12 months. But that's not what you meant.

>The attorney was able to negotiate only a tiny reduction in the
>penalty,

It looks like a 17% penalty reduction to me. But I know what you're
getting at.

>the guy still got the FAA's version of the death penalty,
>revocation.

That's true.

>That means all certificates and ratings are gone.

That would be his Private Pilot certificate.

>The only thing the guy keeps is his flying time. It's not like a
>suspension where he gets his certificate back after a certain period of
>time. He has to take the written and practical tests all over again.

In this case, I don't feel a suspension would have been adequate to
assure that Sheaffer would be sufficiently retrained to be a competent
airman.

I agree, that certificate revocation would be an unduly harsh
punishment if it were a matter of policy for ADIZ violations, however
given Sheaffer's decision in this case to carry a passenger without
being in compliance with FAR § 61.57 Recent Flight Experience, and
alleged us of a pre 9/11 chart indicates that he needs to be
retrained.

If Sheaffer had appealed, perhaps he would have had a better chance of
reducing his penalty. But I'll bet his attorney felt Sheaffer needed
the in depth refreshing retesting would assure, and steered him in the
'right' direction.

>With the intelligence he demonstrated on TV, it's doubtful he'll be
>able to pass either one.

I agree. That's why I feel the certificate revocation is appropriate
in this case. If he has lost his ability to pass the tests, he
shouldn't be flying.

>The attorney was able to get the time he has
>to wait before starting that process reduced by two months. Big deal.
>That's not unusual at all; had the guy been negotiating for himself, he
>probably could have gotten that sort of deal.

I agree. The attorney fees didn't buy Sheaffer anything significant.

>Had the FAA been in the
>mood to negotiate at all, they'd have dropped the thing to a very long
>suspension, but they weren't and they didn't.

And, although I hate to see a precedent set for violations of this
airspace, in this case certificate revocation seems appropriate.

>What has to be kept in mind is that this guy screwed up, but his screw
>up was probably not intentional, just monumentally stupid/ignorant
>given the airspace involved.

A pilot who fails to look at a current chart during flight planning is
a menace to flight safety. That omission alone qualifies him as
lacking the prudence required of a pilot operating in today's NAS,
IMO.

>I don't know if he filed an ASRS report.
>If he did, there is a pretty good chance that he could have used it as
>a get out of jail free card. The FAA may have been in a box in that it
>might have had a hard time proving that one of the violations of which
>the guy was accused was intentional and therefore he couldn't use the
>ASRS immunity.

I believe Gary Drescher was arguing the same point.

My guess would be, that Sheaffer is so uninformed as to be unaware
that ASRS reports even exist!

>A civil penalty (fine) was probably not an option under the procedures
>in the regs, especially where the max penalty is $1,100 per occurrence
>(I still don't know how many regs the guy was accused of violating) so
>the total dollar amount wouldn't have been all that high.

A the added expense of a fine may have given Sheaffer motivation to
continue with his appeal instead of accepting the certificate
revocation.

>A revocation is a much nastier sanction.

Agreed.

>The only tougher sanction the FAA can give is if an airplane is used in
>conjunction with an illegal drug flight or operation. There the pilot
>gets revoked but can never, ever reapply for certificates. It's over
>for him or her in this country.

Sheaffer just needs retraining and to demonstrate he is a competent
pilot after/if he receives it. The penalty he accepted will assure
that.

>The guy got the toughest hammer the FAA could give him under our laws
>(and pilots claim that the FAA is way too tough on pilots...this is the
>first time I've heard pilots say the FAA is too lenient <g>). They
>threw the book at him. There just plain isn't anything tougher in the
>book. So what if he gets to retake his written and practical in 10
>months rather than 12, he's probably history as a pilot. If he ever
>goes for a flight test I suspect that the DPE would cut him no slack
>whatsoever.

If you were the DPE, would you? I would hope the DPE would fairly
administer the examination to the letter of the PTS. Anything else
would be inappropriate.

>He just reminds me of a quote some years back from a cop friend of
>mine, "Remember, there are only two crimes, stupidity and aggravated
>stupidity."

That may be true generally, but I'm sure there are intelligent
criminals; they just don't get caught.

Larry Dighera
June 19th 05, 11:19 AM
On Sun, 19 Jun 2005 01:25:27 GMT, "Mike Rapoport"
> wrote in
et>::

>He intentionally flew into the ADIZ.

Where'd you get that information?

June 19th 05, 02:00 PM
Mike and Larry,

You mentioned "intent" items of which I was not aware when I drafted my
post: knowing about the ADIZ and that he carried a passenger without
being in compliance with recency of experience. Assuming both of those
were true, an ASRS report would not have helped the guy.

Most of the time an airspace error results in a suspension - usually
it's a pilot who knows about the airspace and slips up in navigating
and clips the edge (I'm aware of a couple where the pilot knew about it
but had figued the wrong center point of the airspace on a presidential
TFR so the edge was clipped and none of the pilots knew that had they
been on even a VFR flight plan with assigned transponder code that the
radius of concern for them dropped from 30 to 10 miles) - or fails to
check and get the information about a TFR. I had not seen a revocation
on an airspace violation, but then the guy who flew over DC really
screwed the pooch and IMHO the revocation was fully deserved.

All the best,
Rick

Mike Rapoport
June 20th 05, 02:22 AM
"Larry Dighera" > wrote in message
...
> On Sun, 19 Jun 2005 01:25:27 GMT, "Mike Rapoport"
> > wrote in
> et>::
>
>>He intentionally flew into the ADIZ.
>
> Where'd you get that information?
>
>

By intentionally I meant that he was not lost, his sources of nav
information had not failed, he was not dodging thunderstorms. He planned a
flight that passed through the ADIZ.

Mike
MU-2

Larry Dighera
June 20th 05, 05:32 AM
On Mon, 20 Jun 2005 01:22:11 GMT, "Mike Rapoport"
> wrote in
et>::

>
>"Larry Dighera" > wrote in message
...
>> On Sun, 19 Jun 2005 01:25:27 GMT, "Mike Rapoport"
>> > wrote in
>> et>::
>>
>>>He intentionally flew into the ADIZ.
>>
>> Where'd you get that information?
>>
>
>By intentionally I meant that he was not lost, his sources of nav
>information had not failed, he was not dodging thunderstorms. He planned a
>flight that passed through the ADIZ.
>

Perhaps I'm reading to much into what I've read, but I don't think
Sheaffer was aware of the existence of the ADIZ at all before he
departed. If so, it's difficult to accept that he intentionally
entered it.

Peter Duniho
June 20th 05, 09:07 AM
"Larry Dighera" > wrote in message
...
> Perhaps I'm reading to much into what I've read, but I don't think
> Sheaffer was aware of the existence of the ADIZ at all before he
> departed. If so, it's difficult to accept that he intentionally
> entered it.

Mike's statement is probably better phrased as "he intentionally flew into
the area in which the ADIZ exists".

Whether that makes a difference for the ASRS form, I don't know. I suspect
it does...that is, the *violation* was not intentional, even if the act that
led to it was. And it is an intentional violation that is excepted from the
protection of submitting the form (which is, I think, the point you are
making?).

I'm too lazy to go look at the exact wording now, but I wouldn't be
surprised if there's some language in the other exceptions that would have
disallowed this particular violation, given how egregious it was.

Pete

Gary Drescher
June 20th 05, 12:46 PM
"Mike Rapoport" > wrote in message
ink.net...
>
> "Larry Dighera" > wrote in message
> ...
>> On Sun, 19 Jun 2005 01:25:27 GMT, "Mike Rapoport"
>> > wrote in
>> et>::
>>
>>>He intentionally flew into the ADIZ.
>>
>> Where'd you get that information?
>
> By intentionally I meant that he was not lost, his sources of nav
> information had not failed, he was not dodging thunderstorms. He planned
> a flight that passed through the ADIZ.

Mike, where'd you read that he was not lost or that he was actually on his
planned course?

--Gary

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